April 2021
SPOT (Supervision of Operational and Thematic Practices) controls are short thematic controls carried out by the AMF on the institutions it supervises. These controls aim to prevent risks of non-compliance and to present the best practices of the sector.
SPOT (Supervision of Operational and Thematic Practices) controls are short thematic controls carried out by the AMF on the institutions it supervises. These controls aim to prevent risks of non-compliance and to present the best practices of the sector.
In 2019, the AMF published a summary of controls on the cybersecurity systems of 6 Management Companies and renewed the exercise in 2021 on 6 others. The publication below provides a reading of the main findings from these audits.